Compliance Monitoring and Testing, Manager

The Coinbase, Inc. Compliance Monitoring and Testing (“CMT”) Group is an independent oversight function that is responsible for the planning and execution of testing and monitoring activities to assess whether the processes and controls supporting the compliance framework are designed and operating effectively. The Coinbase, Inc. CMT Group maintains the global policy and procedure for CMT activity enterprise wide and coordinates with the CMT group in the International Compliance Team to determine global processes, standards, documentation and test plans. The CMT Group collaborates with other members of the Enterprise Risk Management, Compliance, Legal, Internal Audit, and business functions in the execution of its mandate.

In this role, you will be a highly technical individual contributor responsible for supporting the CMT group leaders in developing, managing, executing, and continuously improving the CMT Program.

What you’ll be doing (ie. job duties):

• Assist in designing, implementing, and enhancing enterprise-wide CMT Program methodologies and governance documents.
• Participate in developing a risk-based annual CMT plan in collaboration with Compliance staff in the International, Institutional, Product, Tools and BSA/AML Teams.
• Contribute to the creation of periodic reporting for the annual CMT plan progress, results, and status of remediation plans.
• Lead and/or perform assigned CMT activities in the life cycle of planning, execution, reporting, and issue remediation, and provide escalation as needed.
• Prepare reports on results of CMT activities and work with stakeholders in root cause analysis and remediation plans.
• Maintain issues and remediation-related information and documentation in a central repository - Archer.
• Track and validate the implementation of remediation plans submitted by issue owners to verify that issues identified during testing and monitoring are remediated.
• Participate in training and/or awareness materials (as needed) regarding the CMT Program.
• Stay current on regulatory development and industry events to identify trends and emerging risks impacting Coinbase products and the CMT Program.

What we look for in you (ie. job requirements):

• Advanced experience of executing CMT program, testing plan, and activities across a diverse range of financial services/products
• Working knowledge of laws, regulations, risk management practices for financial services
• Experience in using data extraction and analysis (e.g. SQL, Tableau, SAS, Snowflake) and/or program language (e.g., Python)
• Track record of delivering work outcome to budget and meet quality standard
• Hands-on involvement in developing and producing metrics and reporting
• Proficient in PowerPoint/Google Slides and Excel/Google Sheets
• A BA/BS degree in business, finance, and other related fields

Nice to haves:

• Experience with and/or keen interest in cryptocurrency
• Experience working across multiple AML systems and programs simultaneously (e.g., experience in combinations of KYC, AML, and Sanctions)
• Experience with or previous exposure to financial services regulators
• Professional certifications (e.g. CRCM, CAMS, CIA, CISA, and CICA)

Pay Transparency Notice: Depending on your work location, the target annual salary for this position can range from $144,500 to $170,000 + target bonus + target equity + benefits (including medical, dental, vision and 401(k)).